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Mandarin Speaking Regulatory Associate

  • Competitve
  • Permanent
  • Central London
  • 19477

Your New Job Title: Mandarin Speaking Regulatory Associate
岗位名称:中文普通话合规助理

The Skills You'll Need:
Mandarin speaking to native level, financial service client on-boarding experience, HNW client experience
岗位要求:中文母语级别,金融机构相关经验,高净值客户经验

Your New Salary: highly competitive based on experience
岗位薪资:高薪面议

Location: Central London
工作地点:伦敦市中心

Who You'll Be Working for:
A fast-growing multicultural wealth management company

What You'll be Doing Each Day:

·To take the lead with all aspects of on-boarding clients and broker-counterparties;
·Assisting the Head of China Desk with the on-boarding of Appointed Representatives and Tied Agents;
·Preparation of monthly regulatory reports which are disseminated by the team;
·Assisting the Head of China Desk with keeping up to date with new regulations;
·Liaising with clients to communicate the company’s AML and on-boarding requirements and procedures including distribution, explanation and full or partial completion of any relevant on-boarding documentation (forms, agreements, etc);
·Collection of any applicable supporting documentation/KYC and management of any such information/documentation
·Liaising with Compliance on all matters (including on-boarding, ad-hoc queries, 3rd party payments etc);
·Preparation of documentation and minutes;
·Ongoing KYC reviews and reports for all clients, dependent on risk rating
·Liaising with Legal to prepare necessary agreements

Other duties
·To assist other members of China Desk from time to time when needed
·Dealing with ad hoc translation/notarisation/apostille requests;
·Acting as main point of contact for clients for daily queries or requests when needed;
·Assisting preparation of client pitches and presentations.
·Other duties as required


The Skills You'll Need to Succeed:
·Fluent English – verbal and written
·Fluent Mandarin – verbal and written
·Experience in financial industry preferably in Compliance or client-facing roles
·Good educational background in finance
·In-depth knowledge of regulations, financial market, customer behaviour in both UK and China
·Professional qualification in Compliance or Investment Management preferred
·Confident and self-sufficient
·Entrepreneurial with a desire to be accountable and make a difference
·Ability to listen
·Self-Starter – able to work with minimal supervision
·Demonstrable ability to understand parameters of authority
·Ability to communicate clearly written and verbal
·Flexible and comfortable with a broad variety of duties that may change at short notice
·Genuine passion for job role and function
·Ability to navigate ambiguity and offer clear guidance to others

Job status: permanent
Start date: ASAP
Working hours: 9 to 6


Please Follow Us On Linkedin https://www.linkedin.com/company/people-first-team-china  Wechat: TeamChinaPF & PFTeamChina

We would be grateful if you could send your CV as a Word document. Thank you for taking the time to apply to People First. If your application is successful, you will be contacted within 7 days but I’m afraid that due to the high volume of applications we receive we cannot provide feedback on individual CVs. Please note that we can only consider candidates who are eligible to work in the UK and are able to provide relevant supporting documentation.

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